Archives May 2022

#FA Success Ep 283: Using Mergers And Integrations As A Pathway For Talent (Not Just Client) Acquisition, With Seth Streeter

Welcome back to the 283rd episode of the Financial Advisor Success Podcast!

My guest on today’s podcast is Seth Streeter. Seth is the founder and CIO of Mission Wealth, an independent RIA based in Santa Barbara, California that oversees nearly $5 billion in assets under management for over 2,000 client households.

What’s unique about …

Choosing The ‘Best’ Path To Meet The Experience Requirement For CFP Certification

Many aspiring and current financial advisors pursue the Certified Financial Planner (CFP) certification for its career-enhancing benefits and the credibility it provides to prospects and clients. Because the CFP mark demonstrates to consumers that an advisor has a baseline of competence and ethical behavior, obtaining CFP certification entails a rigorous process to help ensure that …

Weekend Reading For Financial Planners (May 28-29)

Enjoy the current installment of “Weekend Reading For Financial Planners” – this week’s edition kicks off with the news that an advisory firm owner has filed a lawsuit against his former employer (RIA giant Creative Planning), alleging that the firm coordinated with several of the largest RIA custodians to limit his access to their custodial …